Item 12 of form 8-k pdf

These types of events include signing, amending or terminating material definitive agreements not made in the ordinary course of business, bankruptcies or receiverships, mine shutdowns or violations of mine health and safety laws, consummation of a material asset acquisition or sale, results of operations and. Frequently asked questions about form 8k general description and summary of 8k items what is form 8. Any amendment to a previously filed form 8k must be filed on form 8ka. Legal proceedings 14 item 4 mine safety disclosures not applicable 14 executive officers of the company 1416 part ii item 5. The company is furnishing a letter made available to its shareholders on march 12, 2018 the letter to shareholders.

If a report on form 8 k contains disclosures under item 2. Risk factors in the companys annual report on form 10k for the year ended december 31, 2019 the 2019. Other events in light of the rapidly evolving coronavirus covid19 outbreak, the company is supplementing the risk factors set out under item 1a. General instruction e to form 8k requires that a copy of the form 8k report be filed with each exchange where the registrants securities are listed. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained, to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k or any amendment to this form 10k. Risk factors in the companys annual report on form 10k for the year ended december 31, 2019 the 2019 form 10k with the new risk factor set out below. Notification of registration section 8a of the 1940 act provides that an investment company may initiate a registration under the act by filing a notification of registration with the sec. The registrant may not delay the filing of the item 5. Written communications pursuant to rule 425 under the securities act 17 cfr 230. Item 4 mine safety disclosures 12 item 4a executive officers 12 part ii item 5 market for registrants common equity, related stockholder matters and issuer.

Report on form 8k filed with the securities and exchange commission on february 12, 2008. Securities and exchange commission sec as the registration statement under the securities act of 1933. Check the appropriate box below if the form 8k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions. If a report on form 8k contains disclosures under item 2. Soliciting material pursuant to rule 14a 12 under the exchange act. Precommencement communications pursuant to rule 14d2b under the exchange act 17 cfr 240. Unregistered sales of equity securities and use of proceeds 58 item 3. Should we create a separate form to disclose those transactions. Item 7, of this form 10k mou memorandum of understanding.

January 26, 2019 february 12, 2019 verus international, inc. March 5, 2020 starbucks corporation exact name of registrant as specified in its charter washington 020322 9125671 state or other jurisdiction of incorporation commission file number irs. Pursuant to rule 12g3a under the exchange act, the shares of bank common stock defined below are deemed registered under section 12 b of the exchange act. Form 8 k and by an amendment that results in a previously nonmaterial agreement becoming a material definitive agreement of the company.

The information included in this current report on form 8k other than under item 8. Any code of ethics, or amendment thereto, that is the subject of the disclosure required by 229. Exact name of registrant as specified in its charter delaware 00116445 522314475. United states securities and exchange commission washington. Disclosure may be made on form 8k using, for example, item 2. Form 10k annual report pursuant to section or 15d of the securities exchange act of 1934. This is one of the most common types of forms filed with the sec. Completion of acquisition or disposition of assets. An ataglance chart that outlines the new form 8k sections, their corresponding item from the old form 8k, and each items relation to safe harbor provisions and s3 eligibility. Sec expands form 8k requirements and shortens filing. A copy of the news release is furnished as exhibit 99. Check the appropriate box below if the form 8k filing is intended to simultaneously satisfy the.

Describe whos covered by quarterly blackout periods. Sec amends form 8k to expand required disclosure and. The exhibit provided with this form 8k has been f urnished and shall not be deemed to be filed for purposes of the securities exchange act of 1934, as amended. We expect a substantial number of filings as a result of that proposed item on form 8k. On april 12, 2002, we proposed to add a new item to form 8k that would require disclosure by a company of transactions by its officers and directors in the companys securities. Pdf the securities and exchange commission sec has mandated new. Financial statements of businesses acquired, as required by form 8k item 9. On december 12, 2019, bancorpsouth bank bancorpsouth issued a news release the news release regarding the repurchase program defined below. On november 14, 2019, the united states postal service postal service announced audited. K x annual report pursuant to section or 15d of the. Form 8k may be used by a registrant to satisfy its filing obligations pursuant to. The item is substantially identical to the current item 12 relating to earnings releases of form 8k.

Because each of these transactions already would have been required to be reported on form 8 k pursuant to item 2. Through that address, the companys annual report on form 10k, quarterly reports on form 10q, current reports on form 8k and amendments to those reports are available free of charge as soon as reasonably practicable after they are filed with the united states securities and exchange commission securities and exchange commission or. United states securities and exchange commission the sec. Sec expands form 8k requirements and shortens filing deadline. Form 8k current report pursuant to section or 15d of the securities exchange act of 1934. The initial form 8 k otherwise remains the same and the items therein are hereby incorporated by reference into this amended form 8 k. Exact name of registrant as specified in its charter. Ultimate annotated form 8k jasso lopez public company. Check the appropriate box below if the form 8 k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions see general instruction a. These items are also protected from loss of form s3 eligibility for failing to timely file a form 8k, as long as the required disclosure is made before the form s3 registrati on statement is filed. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained, to. For example, if the form 8k pertains to the departure of a director, only the exhibit described in paragraph b17 of this section need be filed. Keeping current with form 8k a practical guide attorney advertising october 2014 wilmer cutler pickering hale and dorr llp is a delaware limited liability partnership.

Companies have four business days to file a form 8k for the events specified in the items in sections 16 and 9 above. Form 8ka current report pursuant to section or 15d of the securities exchange act of 1934 date of report date of earliest event reported. Pursuant to section or 15d of the securities exchange. Exchange act rule 12b2 defines shell company and business combination. Frequently asked questions about form 8k general description and summary of 8k items what is form 8k. Form 8 k current report pursuant to section or 15d of the securities exchange act of 1934 and section 3654 of the postal accountability and enhancement act of 2006 date of report date of earliest event reported. However, if the issuer is furnishing a form 8k solely to satisfy its obligations under regulation fd, then the due date might be earlier.

Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained, to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k. Thereafter, regulation sk applies to the ongoing reporting requirements in documents such as forms 10k and 8k. On december 20, 2018, february 27, 2019, may 3, 2019, and july 1, 2019,the united states postal service the postal service filed with the postal regulatory commission current reports on form 8k respectively disclosing the execution of the twenty second, twenty. Form 8k is the form on which public companies report, on a current.

The form 8k now includes 22 items, increased from 12 items, and in general must be filed within four business days of the event reported. Form 8k current report pursuant to section or 15d of the securities exchange act of 1934 date of report date of earliest event reported. The issuer may include multiple items in a single form 8k, and any exhibit may be crossreferenced within the same form 8k. If an event is reportable under more than one item of form 8k, must two forms 8k be filed. Completion of acquisition or disposition of assets item 3. An ataglance chart that outlines the new form 8 k sections, their corresponding item from the old form 8 k, and each item s relation to safe harbor provisions and s3 eligibility. The text of the letter to shareholders is attached as exhibit 99. Form 8 k is used to notify investors of a current event. K is the form on which public companies report, on a current basis, the occurrence of significant corporate events. Exhibits 6061 signature 62 the charles schwab corporation quarterly report on form 10q. We observe that the newly required 8k items constitute over half of all filings. Item 1a risk factors 5 item 1b unresolved staff comments 10 item 2 properties 11 item 3 legal proceedings 11 item 4 mine safety disclosures 12 item 4a executive officers 12 part ii item 5 market for registrants common equity, related stockholder matters and issuer purchases of equity securities item 6 selected financial data 15. Dec 11, 2009 check the appropriate box below if the form 8k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.

Form 8k is a very broad form used to notify investors in united states public companies of specified events that may be important to shareholders or the united states securities and exchange commission. Check the appropriate box below if the form 8k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions see general instruction a. Federal register use of form s8, form 8k, and form 20f. Form 8 k current report pursuant to section or 15d of the securities exchange act of 1934 date of report date of earliest event reported.

Information furnished in a form 8k pursuant to item 2. Unlike most form 8 k filings, there is no requirement that an item 8. When responses to a certain item of required disclosure are separated within the combined report, an appropriate crossreference should be made. Soliciting material pursuant to rule 14a 12 under the exchange act 17 cfr 240. In a companys history, regulation sk first applies with the form s1 that companies use to register their securities with the u. November, 2015 united states postal service exact name of registrant as specified in its charter na na 41076000.

This current report responds to the following items in form 8k. A reportable event is a transaction or occurrence of major significance. This disclosure item retains all of the substantive requirements of former item 12 of form 8k in. Feb 14, 2017 the form 10 information and financial statements must be included in the 8 k and filed within 4 days of the event triggering the change in shell status.